Risk and Incident Management (Y/617/7540) Assignment Brief 2026
Risk and Incident Management Assignment Brief
| Qualification | OTHM Level 6 Certificate in Occupational Health and Safety (603/5002/7) |
| Unit Reference Code | Y/617/7540 |
| Unit Name | Risk and Incident Management |
| Credit | 8 |
| GLH | 30 |
| TQT | 80 |
Unit Aim
The aim of this unit is to enable learners to identify, address and manage risk and incidents in relation to their roles as health and safety practitioners, including understanding strategies to assess and evaluate risk, strategies and techniques to control risk, cause of loss events and analysis of loss data, and managing incidents.
Learning Outcomes and Assessment Criteria
| Learning Outcomes- The learner will: | Assessment Criteria- The learner can: |
| 1. Understand the processes and strategies for identifying hazards and evaluating risk levels when
carrying out risk assessments in an organisation. |
1.1 Outline sources of information to identify hazards and assess risks.
1.2 Explain techniques to identify hazards. 1.3 Explain how to implement a risk assessment system and to evaluate risk. 1.4 Explain how to measure, monitor and report hazards. 1.5 Explain how to maintain records of risk assessment to meet regulatory and statutory requirements. 1.6 Explain how to use calculations in the analysis and improvement of systems reliability and failure tracing. |
| 2. Understand the strategies and techniques of risk control. | 2.1 Evaluate the use of common risk management strategies.
2.2 Justify when to use risk avoidance, risk reduction, risk transfer, risk analysis, risk evaluation and risk review strategies. 2.3 Explain the development and characteristics of safe systems of work and safe operating procedures. |
| 3. Understand the models of loss causation, analysis of loss data and the importance of incident investigation. | 3.1 Outline a range of loss causation theories and techniques.
3.2 Justify the use of quantitative methods in analysing loss data. 3.3 Assess the needs and impacts of reporting of loss events. 3.4 Explain the importance and impact of incident investigations. |
| 4. Understand processes and strategies to manage health and safety incidents in an organisation. | 4.1 Outline the critical stages for managing incidents in the organisation.
4.2 Outline organisational policies to identify, investigate, report and record incidents. 4.3 Explain how to maintain records of incidents to meet regulatory and statutory requirements. 4.4 Evaluate an organisational process for managing health and safety incidents. |
Assessment
To achieve a ‘pass’ for this unit, learners must provide evidence to demonstrate that they have fulfilled all the learning outcomes and meet the standards specified by all assessment criteria.
Specific assessment guidance and relevant marking criteria for each unit are made available in the Assignment Brief document.
| Learning Outcomes to be met | Assessment criteria to be covered | Type of assessment | Word count (approx. length) |
| All 1 | All ACs under LO 1 | Essay | 1000 words |
| All 2 | All ACs under LO 2 | Report | 1000 words |
| All 3 | All ACs under LO 3 | Essay | 1000 words |
| All 4 | All ACs under LO 4 | Report | 1000 words |
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